Heather R. Badami

Biography

Heather R. Badami focuses her practice on corporate and securities law matters. She represents a wide array of public and privately held companies in connection with federal securities, corporate finance, corporate governance, and business matters which benefit from her 25 years of experience. 

Client Experience

• Publicly traded companies in a variety of industries, such as—life sciences, insurance, energy, electronics, consumer products—regarding securities laws compliance and corporate governance

• Biotech and medical device companies—ranging from startup to Fortune 500—handling mergers and acquisitions, joint ventures, securities offerings, and general transactions

• Manufacturers of electronic components, packaging materials, and clothing—handling compliance matters, capital-raising, and commercial contracts

• Private equity firms with respect to their portfolio investments

• Startup businesses regarding transactions, corporate governance, and capital-raising

Representative Matters

• Represented a public medical device company in connection with its $20 million underwritten registered securities offering and ongoing securities compliance. 
• Represented a real estate development company in connection with multiple securities offerings from $3 million to $8 million.
• Represented a strategic buyer in connection with its acquisition of a technology and communications solutions provider for approximately $11 million-plus additional cash and stock earn-out consideration.
• Represented a biotechnology company in its $20 million securities offering. 
• Represented a fashion company in its sale to a strategic acquirer through a stock purchase for approximately $2 million.
• Represented a medical devices company in its offering of approximately $5 million in convertible promissory notes.
• Represented a private lender in connection with the formation of a $3 million special purpose fund for professional practice lending activities. Additionally represented the newly formed fund in securing a $5 million warehouse line of credit to leverage its lending activities.